Is Your Firm Prepared for the SEC's Cybersecurity Exam?


Financial services firms are scrambling to implement better cybersecurity practices in preparation for the SEC’s increasingly aggressive risk and privacy examinations.

The SEC has found many companies’ cybersecurity measures are woefully lacking.

In a risk report this year, the SEC described numerous incidences of insecure customer information, incomplete incident response plans, and poor employee training.

Unfortunately, we often see many large consulting firms guiding small financial firms by pushing the NIST Cybersecurity Framework; an impressively vast s